ABOUT US

We are a team of compliance professionals with extensive experience in the Financial Services Industry.

We are committed to and passionate about every aspect of Compliance.

At Sirius Lex, we firmly believe in good trust relationships as a basis for ensuring adherence.

Although risk management principles and methods are universal, each client has unique needs and we customise our methodology to match these needs – we approach each client uniquely.

Sirius is the name of the brightest star in the night sky. Lex is the Latin name for Law. The combination of the two words are meant to illustrate a smart way of looking at, and adherin to legislative requirements. This is essentially what compliance is all about – obeying the law, meeting legal requirements and meeting specified standards.

CEO & Compliance Officer: Germa Beukes

B Com (Law); LLB; MBA; Cert in Compliance Management

FSCA Compliance Officer CO 945 | Professionally Designated Compliance Practitioner (CPrac) – Compliance Institute (SA)

INTERACTIONS AND PRIORITIES

We also have regular interactions with the regulators, industry bodies and the Compliance Institute to ensure that we have all the information available to tick all the boxes.

It is our first priority to understand each client and their business, then we work together to create a compliance framework that works best in each unique practice.

FOCUS AREAS

Financial Services and Related Industries
  • Financial Advisory and Intermediary Services Act (FAIS)
  • Financial Intelligence Center Act (FICA)
  • SHORT-TERM INSURANCE ACT (STIA)
  • Collective Investment Schemes Control Act (CISCA)
  • Long Term Insurance Act (LTIA)
  • Protection of Personal Information (POPIA)
  • OUR COMPLIANCE AND RISK MANAGEMENT SERVICES

    We provide the following services to you as and when needed, depending in the option you choose:
    Compliance policies and procedures

    annual fsca complianec audits and reporting

    assistance with all areas of compliance on an ad hoc basis

    COMPLIANCE TEMPLATES AND DOCUMENTS

    themed visits

    regular meetings with key employees

    COMPLIANCE MONITORING

    risk management plans

    regulatory licensing with the fsca

    COMPLIANCE AUDITS

    assistance with ombud compaints

    profile changes

    WHY SERIUS LEX

    REGISTERED PROFESSIONALS WITH YEARS OF EXPERIENCE
    WE FOCUS ON UNIQUE SOLUTIONS
    WE HAVE A CUSTOMISED APPROACH

    CONTACT US

    Contact us, our fees and service offerings are negotiable depending on your unique requirements.

    9 + 7 =

    GENERAL – info@siriuslex.co.za

    Germa Beukes – germa@siriuslex.co.za | Tanya Jurriaanse – tanya@siriuslex.co.za
    Lissinda Pretorius – lissinda@siriuslex.co.za | Cherize Smit – cherize@siriuslex.co.za

    Pretoria Office: 012 809 1180 | Cape Town Office: 021 981 0706

    Cell: +27 82 894 5148 | Postal Address: P. O. Box 11396, Silver Lakes, 0054.