We are a team of compliance professionals with extensive experience in the Financial Services Industry.
We are committed to and passionate about every aspect of Compliance.
At Sirius Lex, we firmly believe in good trust relationships as a basis for ensuring adherence.
Although risk management principles and methods are universal, each client has unique needs and we customise our methodology to match these needs – we approach each client uniquely.
Sirius is the name of the brightest star in the night sky. Lex is the Latin name for Law. The combination of the two words are meant to illustrate a smart way of looking at, and adherin to legislative requirements. This is essentially what compliance is all about – obeying the law, meeting legal requirements and meeting specified standards.
CEO & Compliance Officer: Germa Beukes
B Com (Law); LLB; MBA; Cert in Compliance Management
FSCA Compliance Officer CO 945 | Professionally Designated Compliance Practitioner (CPrac) – Compliance Institute (SA)
INTERACTIONS AND PRIORITIES
It is our first priority to understand each client and their business, then we work together to create a compliance framework that works best in each unique practice.
OUR COMPLIANCE AND RISK MANAGEMENT SERVICES
annual fsca complianec audits and reporting
assistance with all areas of compliance on an ad hoc basis
COMPLIANCE TEMPLATES AND DOCUMENTS
regular meetings with key employees
risk management plans
regulatory licensing with the fsca
assistance with ombud compaints
WHY SERIUS LEX
Pretoria Office: 012 809 1180 | Cape Town Office: 021 981 0706
Cell: +27 82 894 5148 | Postal Address: P. O. Box 11396, Silver Lakes, 0054.